📑 Our Client, a leading mid-market M&A firm specialising in growth equity, debt advisory and corporate finance services, is looking for a Compliance & Risk Monitoring Executive to join their team. The role will be vital in assisting the Head of Compliance in providing an effective second line of defence and in delivering the Compliance Plan.Responsib ...
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📑 Our Client, a leading mid-market M&A firm specialising in growth equity, debt advisory and corporate finance services, is looking for a Compliance & Risk Monitoring Executive to join their team. The role will be vital in assisting the Head of Compliance in providing an effective second line of defence and in delivering the Compliance Plan.Responsib ...
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📑 Our Client, a leading mid-market M&A firm specialising in growth equity, debt advisory and corporate finance services, is looking for a Compliance & Risk Monitoring Executive to join their team. The role will be vital in assisting the Head of Compliance in providing an effective second line of defence and in delivering the Compliance Plan.Responsib ...
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📑 Job Description Do you have 5 years’ experience in a CAMO environment, dealing with commercial and private aircraft clients? An Aviation engineering support company is looking for a Compliance Monitoring Manager to join their team based at Stansted. As an EASA Part 66 Licensed professional you will est ...
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📑 InterQuest are currently supporting a financial services firm in Bristol, looking for a talented Compliance Monitoring Manager to join their team. As the business is growing, they are looking for motivated compliance professionals with strong monitoring and assurance experience to add value to the business. This is a great opportunity to develop yo ...
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📑 When we started Kensington we were the first specialist lender to offer mortgages to people the high street turned down. Over 25 years later, we're the UK's leading specialist mortgage lender still blazing a trail offering people the chance to get a mortgage. Where high street lenders see black and white, we've always used our expertise and manual ...
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📑 When we started Kensington we were the first specialist lender to offer mortgages to people the high street turned down. Over 25 years later, we're the UK's leading specialist mortgage lender still blazing a trail offering people the chance to get a mortgage. Where high street lenders see black and white, we've always used our expertise and manual ...
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📑 Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a current account and credit ...
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📑 Compliance/ Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate. Key Responsibilities:Support the delivery of the compliance plan including advisory, monitoring, ...
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📑 Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G £70K - £80K + Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recruit a Compliance Monitoring Manager. You w ...
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📑 Compliance Monitoring ManagerFinancial ServicesLondon (Hybrid, min 1 day per week in the office)£60k - £75k + bonus + benefitsFancy moving into Insurance from another area of Financial Services?Or perhaps you’re looking for greater flexibility for home-working?The Insurance Compliance world is usually a closed shop beyond entry level, meaning oppor ...
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📑 Rev & Regs are recruiting for an Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London.Responsibilities:Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring PlanIdentify any gaps or weaknesses in the Plan and propose remedial actions.Assist with scoping, implemen ...
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📑 Meraki Talent are working with an exciting Fintech client in London looking for a Compliance Monitoring Associate to join their growing Compliance function. Key responsibilities include but are not limited to:Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring PlanIdentify any gaps or weaknesses in the Plan a ...
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📑 InterQuest are currently supporting a financial services firm in Bristol, looking for a talented Compliance Monitoring Manager to join their team. As the business is growing, they are looking for motivated compliance professionals with strong monitoring and assurance experience to add value to the business. This is a great opportunity to develop yo ...
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📑 Compliance Monitoring ManagerFinancial ServicesLondon (Hybrid, min 1 day per week in the office)£60k - £75k + bonus + benefitsFancy moving into Insurance from another area of Financial Services?Or perhaps you’re looking for greater flexibility for home-working?The Insurance Compliance world is usually a closed shop beyond entry level, meaning oppor ...
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📑 Compliance Monitoring ManagerGeneral InsuranceLondon (Hybrid, min 1 day per week in the office)£60k - £75k + bonus + benefitsLooking for a challenging Compliance role with a fast-growing business?Or perhaps you’re looking for greater flexibility for home-working?This InsurTech doesn’t stand still. Their customer base is growing rapidly both here in ...
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📑 InterQuest are currently supporting a financial services firm in Bristol, looking for a talented Compliance Monitoring Manager to join their team. As the business is growing, they are looking for motivated compliance professionals with strong monitoring and assurance experience to add value to the business. This is a great opportunity to develop yo ...
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📑 Meraki Talent are working with an exciting Fintech client in London looking for a Compliance Monitoring Associate to join their growing Compliance function. Key responsibilities include but are not limited to:Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring PlanIdentify any gaps or weaknesses in the Plan a ...
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📑 Compliance Monitoring ManagerGeneral InsuranceLondon (Hybrid, min 1 day per week in the office)£60k - £75k + bonus + benefitsLooking for a challenging Compliance role with a fast-growing business?Or perhaps you’re looking for greater flexibility for home-working?This InsurTech doesn’t stand still. Their customer base is growing rapidly both here in ...
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📑 Rev & Regs are recruiting for an Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London.Responsibilities:Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring PlanIdentify any gaps or weaknesses in the Plan and propose remedial actions.Assist with scoping, implemen ...
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📑 We are seeking an experienced Compliance Professional to join our Non-Financial Risk team at Ford Credit, the financial services arm of the business. The successful candidate will support the Head of Compliance in delivering assurance over the Bank's regulatory risks including Conduct, Consumer Duty, SYSC, DISP and CONC. The role will involve devel ...
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📑 Compliance Monitoring Analyst – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required Ref: 4008G2 £60K - £75K + Bonus & Benefits Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Sto ...
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📑 **Job Description Summary** The Compliance Monitoring leader will be responsible for developing and managing the compliance assurance program including compliance risk assessments, monitoring and testing, and implementing corrective actions. The role will be based in Grid and will report to the Chief Compliance Officer for GE Vernova Elect ...
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📑 SOx compliance ManagerLondon- Hybrid (2 days/week in the office) £80,000+Bonus+Benefits My client, a global manufacturing firm, is seeking a Sox Compliance Manager to join their growing function. The purpose of the role is to define, assess, monitor, and report on compliance with IT & OT control requirements and assist in the facilitation of IT ris ...
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📑 SOx compliance ManagerLondon- Hybrid (2 days/week in the office) £80,000+Bonus+Benefits My client, a global manufacturing firm, is seeking a Sox Compliance Manager to join their growing function. The purpose of the role is to define, assess, monitor, and report on compliance with IT & OT control requirements and assist in the facilitation of IT ris ...
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📑 THE COMPANY:Our client is a International bank based in the West End. They are looking for a Financial Crime Manager to join their growing team.THE RESPONSIBILITIES:To manage the implementation and continuing enhancement of the bank’s Financial Crime Compliance Operations.To manage the implementation of the bank’s Financial Crime Compliance Monitor ...
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📑 InterQuest are currently supporting a financial services firm in Bristol, looking for a junior Compliance Monitoring Officer to join their growing team. This would be a great opportunity to develop your experience and expertise in regulatory compliance learning from experts in the space.You will support the business through monitoring and reviewing ...
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📑 Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a current account and credit ...
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📑 Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a current account and credit ...
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📑 A Compliance Assistance is required for a City of London Underwriting Group, who seeks a person with 2+ years Lloyd's Insurance Compliance background.Hybrid role, City of London. Working in an excellent environment in a small team, the role is to support the Compliance team in its day-to-day activities.This includes assisting in the delivery of the ...
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📑 A Compliance Assistance is required for a City of London Underwriting Group, who seeks a person with 2+ years Lloyd's Insurance Compliance background.Hybrid role, City of London. Working in an excellent environment in a small team, the role is to support the Compliance team in its day-to-day activities.This includes assisting in the delivery of the ...
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📑 Risk and Compliance Manager:An exciting opportunity has arisen for an experienced Risk and Compliance Manager to join a digital assets firm as part of their risk and compliance team in their London or Luxembourg office. The Risk and Compliance Manager will be involved in:Challenging existing processes to ensure we are performing controls in line wi ...
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📑 Exciting Opportunity: Join a Fabulous Team at One of the Largest and Most Well-Known Investment BanksAs an AVP Conduct & Compliance in Conduct & Compliance, your primary responsibility is to execute and deliver all audit engagements assigned by the Chief Auditor and Heads of Audit. You'll support the Head of Audit and Senior Audit Managers in t ...
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📑 Key Responsibilities:Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing teamThe firms Compliance Manager (CM) will support the Head of Risk andCompliance with business compliance advisory, conflicts management,Running the firm’s 2LODtesting & monitoring programme.The CM will also support ...
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📑 Key Responsibilities:Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing teamThe firms Compliance Manager (CM) will support the Head of Risk andCompliance with business compliance advisory, conflicts management,Running the firm’s 2LODtesting & monitoring programme.The CM will also support ...
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📑 Group Head of Compliance Risk : This is an opportunity to join as a Leader in the Risk Function, and your mission will involve: ● Developing and leading second line risk management for compliance risks and leading the team currently covering these domains. ● Developing the risk assessment frameworks, setting risk appetites, and improving proces ...
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📑 We are seeking an experienced Risk Professional to join our Non-Financial Risk team at Ford Credit, the financial services arm of the business. The successful candidate will support the Non-Financial Risk Manager in delivering assurance over the Bank's non-financial risks including Compliance, Conduct, Operational Risk & Resilience. The role will i ...
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📑 3-6 Month Interim RoleTo deliver the Compliance Monitoring plan, which is agreed on an annual basis with the regulated entities Risk Committees. This will require undertaking scoping and performing the required fieldwork for reviews allocated and reporting on any potential findings. The main purpose of this is to provide assurance to senior managem ...
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📑 3-6 Month Interim RoleTo deliver the Compliance Monitoring plan, which is agreed on an annual basis with the regulated entities Risk Committees. This will require undertaking scoping and performing the required fieldwork for reviews allocated and reporting on any potential findings. The main purpose of this is to provide assurance to senior managem ...
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📑 Compliance/ Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate. Key Responsibilities:Support the delivery of the compliance plan including advisory, monitoring, ...
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📑 Compliance/ Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate. Key Responsibilities:Support the delivery of the compliance plan including advisory, monitoring, ...
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📑 One of the markets leading Real Estate Investment Managers are looking to hire an experienced and Senior Compliance Manager who can support the Global Head of Risk and Compliance managing compliance initiatives across the business. This role requires an experienced professional with excellent communication and interpersonal skills and a track recor ...
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📑 XTB UK is looking for a junior level compliance officer to join its current compliance team. The role covers a variety of areas and working closely with the Head of Compliance and MLRO to ensure that the organisation conducts business in a compliant manner at all times in accordance with FCA(1) rules, company policies and procedures; especially wi ...
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📑 Risk and Compliance Manager:An exciting opportunity has arisen for an experienced Risk and Compliance Manager to join a digital assets firm as part of their risk and compliance team in their London or Luxembourg office. The Risk and Compliance Manager will be involved in: ...
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📑 Risk and Compliance Manager:An exciting opportunity has arisen for an experienced Risk and Compliance Manager to join a digital assets firm as part of their risk and compliance team in their London or Luxembourg office. The Risk and Compliance Manager will be involved in: ...
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📑 Risk and Compliance Manager: An exciting opportunity has arisen for an experienced Risk and Compliance Manager to join a digital assets firm as part of their risk and compliance team in their London or Luxembourg office. The Risk and Compliance Manager will be involved in: Challenging existing ...
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📑 Job Title: Governance and Risk ManagerCompany: Our client is a dynamic and forward-thinking Lloyd’s Syndicate whom are committed to excellence in governance, risk management, and internal controls. We are seeking a talented Governance and Risk Manager to oversee and integrate assurance activities from Internal Audit, Risk Management, and Compliance ...
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📑 Job Title: Governance and Risk ManagerCompany: Our client is a dynamic and forward-thinking Lloyd’s Syndicate whom are committed to excellence in governance, risk management, and internal controls. We are seeking a talented Governance and Risk Manager to oversee and integrate assurance activities from Internal Audit, Risk Management, and Compliance ...
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📑 This is an excellent opportunity for a compliance professional with a broad range of skills to take on an advisory position at a national law firm’s office in Bristol. As an advisor, you will be responsible for assessing and managing various risks, as well as guiding the firm on actions that need to be taken. A significant part of your role wil ...
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📑 The CompanyGraff Search are delighted to be partnering with this leading business law firm in London in the search for an experienced Risk & Compliance Officer with sound knowledge of SRA regulations.This organisation has been in operation for over 3 decades and specialise in both legal and business advisory services across a number of Financial Se ...
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